SEC Weighs Sending Retail Stock Orders to Auctions for Execution

Bloomberg

The US Securities and Exchange Commission is weighing changes to stock-market rules that could force trading firms to directly compete to execute trades from retail investors, according to people familiar with the matter.

#security #tradingfirms #sec

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MarketsBy Paul Kiernan3h

SEC Closes In on Rules That Could Reshape How Stock Market Operates

WASHINGTONThe Securities and Exchange Commission is preparing to propose major changes to the stock markets plumbing as soon as this fall. Chairman Gary...

#sec #security #development #oneidea #varyingstages

Business / FinanceBy Reuters2h

U.S. SEC gets ready to propose changes to stock market operations- WSJ

June 6 (Reuters) - The U.S. Securities and Exchange Commission (SEC) is preparing to propose big changes to the stock market that could reshape how it...

#reuters #security #opinion #nasdaq #WSJ

CryptocurrenciesBy Cointelegraph11 May

Industry experts weigh in on SEC hiring more crypto cops

Industry experts weigh in on SEC hiring more crypto cops The United States Securities and Exchange Commission (SEC) is seeking to hire more people to focus...

#sec #cyber #development #cop #industryexperts

MarketsBy Reuters25 May

In a faceoff with Elon Musk, the SEC blinked

Washington: US securities regulators have pulled their punches in dealings with Elon Musk largely because an April 2019 court hearing on a statement he made...

#ElonMusk #ceo #president #reuters #recordsrequest

Business / FinanceBy Penny Crosman17 May

Fintech firm Q2 is weighing options after takeover interest

Q2 Holdings, a banking-software provider, is weighing options including a sale after receiving takeover interest, according to people familiar with the...

#independent #revenue #takeover #financeproducts #mainproducts

CryptocurrenciesBy Cointelegraph Arnold Kirimi11 May

Industry experts weigh in on SEC hiring more crypto cops

The United States Securities and Exchange Commission (SEC) is seeking to hire more people to focus on digital assets, raising the number of personnel charged...

#sec #cyber #ceo #money #equity

MarketsBy Dave Michaels12 May

Elon Musk's Belated Disclosure of Twitter Stake Triggers Regulators' Probes

WASHINGTONFederal regulators are investigating Elon Musks late disclosure last month of his sizable stake in Twitter Inc., according to people familiar with...

#security #earlysign #morestock #othershareholders #companysshares

MarketsBy Tanaya Macheel20 May

Crypto exchange FTX U.S. moves into stock trading

Key Points The U.S. affiliate of crypto exchange FTX plans to roll out zero-commission stock trading. FTX U.S. will offer no-fee brokerage accounts,...

#stocktrading #president #money #security #fintech

TechnologyBy Tom Schoenberg3h

US Probes Binance Over Token That Is Now World’s Fifth Largest

US regulators are investigating whether Binance Holdings Ltd. broke securities rules by selling digital tokens just as the crypto exchange was getting off...

#security #digitaltokens #Binance

CryptocurrenciesBy Adam Eckert19 May

FTX US Launches Stock Trading: What Traders And Investors Need To Know

Cryptocurrency exchange FTX is making the leap into U.S. equity trading. What Happened: FTX US on Thursday announced the launch of an equities trading...

#cryptocurrency #nasdaq #president #etf #space

Business / FinanceBy Reuters27 May

U.S. SEC rejects carbon-neutral bitcoin ETF by One River

By John McCrank NEW YORK, May 27 (Reuters) - The U.S. Securities and Exchange Commission on Friday rejected a proposal to list and trade a carbon-neutral...

#sec #innovation #investment #retirement #twitter

MarketsBy Julie Steinberg23 May

HSBC Suspends Executive for Climate Comments

HSBC Holdings PLC suspended a senior executive who argued that investors didnt need to worry about climate change and that policy makers were exaggerating...

#research #hsbc #environmentalactivists #drawncriticism #didntneed

MarketsBy Pr Newswire16 May

Wolters Kluwer ESG Expert Provides Analysis on SEC's Historic Proposed Disclosure Rules on Climate Change

Wolters Kluwer senior legal analyst highlights recent developments on the SEC's proposed disclosure rules in light of the public comment period's new June 17...

#sec #disclosurerules #analysis #security #congress

MarketsBy Reuters25 May

U.S. SEC to unveil rule to crackdown on funds 'greenwashing'

Reuters. FILE PHOTO: The seal of the U.S. Securities and Exchange Commission (SEC) is seen at their headquarters in Washington, D.C., U.S., May 12, 2021....

#sec #reuters #security #cash #president

TechnologyBy Reuters12 May

Musk's delay in disclosing Twitter stake triggers SEC probe -WSJ

The U.S Securities and Exchange Commission (SEC) is investigating Elon Musk's delayed disclosure of his sizable stake in Twitter Inc (TWTR.N) last month, the...

#sec #security #TwitterInc #citingpeople

MarketsBy Samuel O'brient25 May

TradeZero Halted Trading in Meme Stocks AMC, GME, KOSS. Now It Owes the SEC $100,000.

TradeZero America has settled its dispute with the U.S. Securities & Exchange Committee (SEC) The agency accused the trading platform of misleading...

#sec #security #ceo #nyse #nasdaq

Business / FinanceBy Reuters25 May

EXCLUSIVE-Kohl's braces for bidders revising down offers -sources

By Svea Herbst-Bayliss BOSTON, May 25 (Reuters) - Bidders competing to acquire Kohl's Corp KSS.N are preparing to make binding offers that are lower than the...

#equity #management #research #inflation #forecast

CryptocurrenciesBy Daily Hodl Staff27 May

Cathie Woods ARK Invest Makes Another Push for Bitcoin ETF Despite SEC Rejection in March

Cathie Wood’s ARK Invest is once again seeking to provide the first spot-based Bitcoin (BTC) exchange-traded fund (ETF) in the US after its previous bid was...

#sec #security #portfolio #bitcoinetf #optionsexchange

Business / FinanceBy Cna12 May

Musk's delay in disclosing Twitter stake triggers SEC probe -WSJ

The U.S Securities and Exchange Commission (SEC) is investigating Elon Musk's delayed disclosure of his sizable stake in Twitter Inc last month, the Wall...

#twitter #sec #security #tesla #reuters

TechnologyBy Matthew Monks17 May

Fintech Firm Q2 Is Weighing Options After Takeover Interest

Q2 Holdings Inc., a banking-software provider, is weighing options including a sale after receiving takeover interest, according to people familiar with the...

#takeover