2024-06-23 00:48:18 +0300

SEC to Propose New Rules for Online Brokers’ Game-Like Features

Bloomberg

The US Securities and Exchange Commission plans to propose new rules this year to crack down on the behavioral prompts and data analytics used by some online stock brokerages and investment advisers.

The agency’s bid to impose restrictions on trading and investing apps popular with retail traders follows a review by the SEC of “digital engagement practices,” which critics refer to as the gamification of investing. Wall Street’s main regulator said last August that it was concerned that game-like features are putting investors at risk by encouraging excessive trading.

#sec #security #wallstreet #Newrules

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MarketsBy Alexander Osipovich2024-06-07 22:59:00 +0300

SEC's Trading Shake-Up Expected to Face Opposition

The Securities and Exchange Commissions expected changes to U.S. stock-trading rules are likely to prompt fierce opposition from the brokerages and...

#sec #security #fierceopposition #expectedchanges #majorchanges

MarketsBy Reuters2024-06-09 06:14:45 +0300

U.S. SEC chief unveils plan to overhaul Wall Street stock trading

The top U.S. securities regulator on Wednesday unveiled a planned overhaul of Wall Street retail stock trading rules, aiming to boost competition for...

#sec #reuters #ceo #finance #otherstatistics

Business / FinanceBy Reuters2024-05-27 20:18:13 +0300

U.S. SEC rejects carbon-neutral bitcoin ETF by One River

By John McCrank NEW YORK, May 27 (Reuters) - The U.S. Securities and Exchange Commission on Friday rejected a proposal to list and trade a carbon-neutral...

#sec #innovation #investment #retirement #twitter

Business / FinanceBy Claire Williams2024-06-17 20:38:07 +0300

Banks push back against SECs proposed climate risk disclosure rules

WASHINGTON Banking groups asked the Securities and Exchange Commission to significantly scale back its climate risk disclosure proposal, arguing the...

#sec #guidance #bloomberg #currency #congress

CryptocurrenciesBy Coin Quora2024-05-27 15:30:33 +0300

SEC Proposes to Combat ESG Greenwashing, Hester Pierce Opposes

SEC Proposes to Combat ESG Greenwashing, Hester Pierce Opposes The US Securities and Exchange Commission proposed new rules on ESG methods and strategies....

#sec #security #pierce #federalrules #esgstrategies

Business / FinanceBy Reuters2024-06-13 21:05:00 +0300

Charles Schwab subsidiaries to pay $187 mn to settle US SEC charges

ALSO READ Didi Global faces SECinvestigation for $4.4-billion US IPO Prince Charles tests positive for Covid for the second time 9 Sahara Group cos to face...

#sec #ipo #security #investment #cash

MarketsBy Wayne Duggan2024-06-08 20:25:38 +0300

SEC Chair Gensler Proposes 'Open And Transparent Auctions' As Alternative To Controversial Payment For Order Flow

Securities and Exchange Commission Chairman Gary Gensler has outlined some major changes to U.S. stock trading rules the SEC is considering to protect retail...

#orderflow #fintech #revenue #entertainment #government

Business / Finance Press Release2024-06-16 23:15:00 +0300

CNX Submits Comment Letter to SEC on Proposed Climate Rules

Requests Standardization Apply Equally to All to Avoid Misinforming Investors and to Improve Accuracy and Transparency PITTSBURGH, June 16, 2024 /PRNewswire/...

#sec #security #nyse #president #energy

PoliticsBy Anusuya Lahiri2024-06-07 14:53:36 +0300

After Meme Stock Frenzy, SEC About To Change Stock Market's Rules To Ensure More Transparent Operations

The SEC looks to propose significant changes to the stock markets mode of operation by this fall, the Wall Street Journal reports. The SEC initiated its...

#sec #government #possibleprice #smallinvestors #tradingfirms

MarketsBy Pr Newswire2024-06-16 23:15:00 +0300

CNX Submits Comment Letter to SEC on Proposed Climate Rules

Requests Standardization Apply Equally to All to Avoid Misinforming Investors and to Improve Accuracy and Transparency PITTSBURGH, June 16, 2024 /PRNewswire/...

#sec #security #president #energy #innovation

MarketsBy Dan Mika2024-06-13 15:22:34 +0300

The SECs Potential Thorn for Thematic ETFs

For weeks, the fund management world has pored over the more than 400 pages of rules proposed by the Securities and Exchange Commission that would make ETF...

#sec #thematicetfs #management #analysis #ceo

MarketsBy Etf Trends2024-06-13 15:22:34 +0300

The SECs Potential Thorn for Thematic ETFs

For weeks, the fund management world has pored over the more than 400 pages of rules proposed by the Securities and Exchange Commission that would make ETF...

#sec #thematicetfs #management #analysis #ceo

Business / Finance2024-05-30 14:07:29 +0300

How Elon Musk's Twitter takeover may help change stock market rules

Elon Musks apparent breach of stock-disclosure rules in his Twitter takeover bid is putting pressure on regulators to revamp decades-old market safeguards...

#business #president #marketrules #twittertakeover #unnecessarycosts

MarketsBy Pr Newswire2024-06-13 22:30:00 +0300

NACD COMMENTS ON THE SEC CLIMATE RULE PROPOSAL AND ENCOURAGES CLIMATE LEADERSHIP IN THE BOARDROOM

Expresses Concern About Potential Unintended Consequences of Suggested Climate Experts on Boards and Check-the-Box Compliance WASHINGTON, June 13, 2022...

#sec #boardroom #security #innovation #president

MarketsBy Dan Mika2024-06-13 16:13:00 +0300

The SECs Thorn For Thematic ETFs

For weeks, the fund management world has pored over the more than 400 pages of rules proposed by the Securities and Exchange Commission that would make ETF...

#sec #thematicetfs #management #analysis #ceo

Business / FinanceBy Reuters2024-06-08 13:00:00 +0300

Wall Street regulator to spell out push to overhaul stock trading -sources

By Katanga Johnson and John McCrank WASHINGTON/NEW YORK, June 8 (Reuters) - Wall Streets regulator is about to announce rule changes that would force trading...

#security #sec #equity #ceo #finance

PoliticsBy Associated Press2024-06-17 20:16:58 +0300

Companies Weigh in on Proposed SEC Climate Disclosure Rule

By SUMAN NAISHADHAM, Associated Press WASHINGTON (AP) The Securities and Exchange Commission moved closer Friday to a final rule that would dramatically...

#security #finance #oil #commerce #guidance

PoliticsBy Suman Naishadham2024-06-17 20:16:58 +0300

Companies weigh in on proposed SEC climate disclosure rule

WASHINGTON The Securities and Exchange Commission moved closer Friday to a final rule that would dramatically change what public companies tell shareholders...

#security #finance #oil #commerce #guidance

Business / Finance Press Release2024-06-13 22:30:00 +0300

NACD COMMENTS ON THE SEC CLIMATE RULE PROPOSAL AND ENCOURAGES CLIMATE LEADERSHIP IN THE BOARDROOM

Expresses Concern About Potential Unintended Consequences of Suggested Climate Experts on Boards and Check-the-Box Compliance WASHINGTON, June 13, 2022...

#sec #security #innovation #president #ceo

MarketsBy The Motley Fool2024-06-09 04:00:12 +0300

The SEC Is Thinking About Shaking Up How Stocks are Traded, Brokers and Wholesalers are Not Happy

For more crisp and insightful business and economic news, subscribe to The Daily Upside newsletter. It's completely free and we guarantee you'll learn...

#sec #cryptocurrency #opinion #nasdaq #wholesaler