2024-08-17 01:54:32 +0300

Former EagleBank CEO Ron Paul banned from banking industry, fined by SEC and the Fed

The Business Journals

He'll be required to pay penalties to both the Federal Reserve Board and the Securities and Exchange Commission.

#security #reserveboard #ceo #sec

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Business / Finance2024-08-17 01:20:23 +0300

Former EagleBank CEO Ron Paul banned from banking industry, fined by SEC and the Fed

He'll be required to pay penalties to both the Federal Reserve Board and the Securities and Exchange Commission.

#security #reserveboard #ceo #sec

PoliticsBy Matt Robinson2024-07-28 00:31:22 +0300

JPMorgan, UBS Brokerage Units Pay SEC Fines for Anti-Identity Theft Programs

US brokerage units of JPMorgan Chase & Co. and UBS Group AG agreed to pay a combined $2.1 million in penalties to settle allegations from the Securities...

#sec #security #policy #leastjanuary #preventionprograms

EconomyBy Reuters2024-08-16 23:56:30 +0300

U.S. SEC charges Eagle Bancorp for not disclosing loans to ex-CEO's family trusts

Reuters. FILE PHOTO: The seal of the U.S. Securities and Exchange Commission (SEC) is seen at their headquarters in Washington, D.C., U.S., May 12, 2021....

#sec #reuters #security #nasdaq #civilpenalty

Business / FinanceBy Kyle Campbell2024-07-28 17:23:06 +0300

JPMorgan, UBS brokerage units pay SEC fines for anti-identity theft programs

U.S. brokerage units of JPMorgan Chase and UBS Group agreed to pay a combined $2.1 million in penalties to settle allegations from the Securities and...

#sec #security #policy #leastjanuary #preventionprograms

MarketsBy Reuters2024-08-17 01:12:10 +0300

Maryland bank to pay $22.9 mln for concealing loans to ex-CEO's trusts

By Jonathan Stempel and Ismail Shakil Aug 16 (Reuters) - A Maryland bank agreed to pay about $22.9 million to settle charges by two U.S. regulators that it...

#reuters #security #sec #ceo #opinion

EconomyBy Reuters2024-07-29 09:20:53 +0300

'Embrace the uncertainty' from less central bank guidance - former Fed officials

Reuters. A screen displays the Fed rate announcement as a trader works on the floor of the New York Stock Exchange (NYSE) in New York City, U.S., July 27,...

#guidance #reuters #nyse #inflation #screendisplays

MarketsBy Reuters2024-07-28 00:05:57 +0300

SEC charges UBS, JPMorgan, TradeStation over deficiencies in prevention of customer identity theft

Reuters. FILE PHOTO: People exit the headquarters of the U.S. Securities and Exchange Commission (SEC) in Washington, D.C., U.S., May 12, 2021....

#sec #reuters #security #nyse #deficiency

Business / FinanceBy John Reosti2024-07-27 20:28:48 +0300

European banks start to make provisions for U.S. WhatsApp fines

European banks are starting to count the cost of their employees messaging habits, which have caught the attention of U.S. regulators in a sweeping global...

#europeanbanks #security #devices #bloomberg #millioncharge

Press Release2024-08-16 23:33:00 +0300

SEC Charges Eagle Bancorp and Former CEO with Failing to Disclose Related Party Loans

Washington D.C.--(Newsfile Corp. - August 16, 2024) - The Securities and Exchange Commission today charged Eagle Bancorp, Inc., based in Bethesda, Maryland,...

#permanentinjunction #eagle #secregulations #boardtoday #bankingregulations

CryptocurrenciesBy Wahid Pessarlay2024-07-29 06:00:50 +0300

Philippines: Policy think tank Infrawatch PH requests SEC to ban Binance immediately

Infrawatch PH, a local public policy think tank in the Philippines, has sent a request to the Securities and Exchange Commission (SEC) calling for the...

#sec #security #finance #ethereum #bitcoin

Business / FinanceBy Globe Newswire2024-08-11 00:16:05 +0300

Judge Enters Reduced Penalty for NCLA Clients Exonerated from Excessive SEC Charges

Washington, D.C., Aug. 10, 2022 (GLOBE NEWSWIRE) -- Today, Judge Virginia Hernandez Covington of the U.S. District Court for the Middle District of Florida,...

#sec #seccharges #security #policy #insurance

PoliticsBy Associated Press2024-07-28 11:53:37 +0300

Samsung Fined $9.8M for Misleading Australian Phone Ads

By ROD McGUIRK, Associated Press CANBERRA, Australia (AP) An Australian judge on Thursday ordered Samsung to pay 14 million Australian dollars ($9.8 million)...

#electronics #samsung #muchcredit #australiancompetition #galaxyphones

Press Release2024-07-29 22:16:00 +0300

SEC Re-Proposes Amendments to Exemption From National Securities Association Membership

Washington, D.C.--(Newsfile Corp. - July 29, 2024) - The Securities and Exchange Commission today re-proposed rule amendments that would narrow the exemption...

#secchair #federalregister #exemption #followingpublication #tradingsecurities

CryptocurrenciesBy Steve Kaaru2024-07-20 22:00:40 +0300

John McAfees ICO partner gets lifetime ban, $375K fine in SEC case ruling

A lawsuit by the U.S. Securities and Exchange Commission (SEC) against John McAfee and his partner in crime has concluded. In a court ruling in New York,...

#sec #lifetimeban #cash #currency #ethereum

CryptocurrenciesBy Benson Toti2024-08-17 00:11:40 +0300

Fed tells banks to pay attention to legal aspects before jumping into crypto

The Federal Reserve Board wants to see banks take time to understand the cryptocurrency space first before diving in. The US Federal Reserve Board has warned...

#investment #currency #thefed #managerblackrock #suchsteps

Business / Finance Press Release2024-08-16 23:48:00 +0300

Securities and Exchange Commission and Federal Reserve Board Have Granted Final Approval for Settlements with Eagle...

BETHESDA, Md., Aug. 16, 2022 (GLOBE NEWSWIRE) -- Eagle Bancorp, Inc., holding company for EagleBank, one of the largest community banks in the Washington,...

#security #sec #business #reserveboard #finalapproval

CryptocurrenciesBy Wahid Pessarlay2024-07-27 17:00:53 +0300

Titanium blockchain CEO pleads guilty in $21M digital assets securities fraud case

Michael Alan Stollery, the CEO of Titanium Blockchain Infrastructure Services Inc. (TBIS), has pleaded guilty to committing securities fraud through an...

#ceo #cryptocurrency #sec #bill #cybersecurity

MarketsBy Stefania Spezzati2024-08-16 20:53:07 +0300

Wall Street's Record Fines Over WhatsApp Use Were Years in the Making

Record fines that the world’s biggest investment banks are expected to pay in the coming months reflect years of frustration among US regulators that their...

#security #tradingcommission #wallstreet #InvestmentBanks #fine

Business / FinanceBy Business Wire2024-07-31 01:56:00 +0300

MOMENTUS INVESTIGATION INITIATED by Former Louisiana Attorney General: Kahn Swick & Foti, LLC Investigates the...

Former Attorney General of Louisiana, Charles C. Foti, Jr., Esq., a partner at the law firm of Kahn Swick & Foti, LLC (KSF), announces that KSF has...

#sec #technology #ceo #swick #foti

Business / FinanceBy Pr Newswire2024-08-13 05:50:00 +0300

MOMENTUS INVESTIGATION INITIATED BY FORMER LOUISIANA ATTORNEY GENERAL: Kahn Swick & Foti, LLC Investigates the...

NEW ORLEANS, Aug. 12, 2022 /PRNewswire/ -- Former Attorney General of Louisiana, Charles C. Foti, Jr., Esq., a partner at the law firm of Kahn Swick &...

#sec #technology #ceo #insurance #swick